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G. Are There Clinical Significant Symptoms Suggestive of PTSD or ASD?

BACKGROUND

Primary care providers should be comfortable performing the initial evaluation and management of ASD and PTSD.
Please refer to Annotation A for a discussion of posttraumatic symptoms.

RECOMMENDATION

  1. Primary care providers should formulate a presumptive diagnosis of stress related disorder consistent with the DSM IV criteria for ASD and PTSD.
  2. Primary care providers should consider initiating treatment or referral based on a working diagnosis of stress related disorder.
  3. Patients with difficult or complicated presentation of the psychiatric component should be referred to mental health specialty for diagnosis and treatment.

DISCUSSION

Approximately 90 percent of patients with a mental health diagnosis are seen in primary care (Gebhart, 1996). Primary care providers often do not have time or resources to accomplish a detailed mental health intake evaluation, so it is important for them to be comfortable with the initial evaluation and management of stress related disorders without having to be concerned with the fine details of DSM-IV and making a definite diagnosis.

Since people who develop ASD are at greater risk of developing PTSD, they should be identified and offered treatment as soon as possible. Although ASD does not occur in all people who later develop PTSD, treatment should be considered for all acutely traumatized people with ASD, those with severe PTSD symptoms, as well as those with functional impairment because of acute physiological symptoms (e.g., arousal).

Many options are available to primary care providers to treat stress related disorders and to relieve the burden of suffering for PTSD patients, including pharmacotherapy, supportive counseling, and referral resources. Because these interventions can be helpful in a variety of psychiatric disorders, it is not essential that a detailed diagnostic assessment be completed prior to treating the patient.

In addition, a detailed recounting of the traumatic experience may cause further distress to the patient and is not advisable unless a provider has been trained and is able to support the patient through this experience.

EVIDENCE
  Recommendation Sources of Evidence QE Overall Quality R
1 Working diagnosis. Working Group Consensus III Poor C
2 Limited criteria for working diagnosis. Working Group Consensus III Poor C
3 Initiate treatment/referral based on working diagnosis. Working Group Consensus III Poor C
QE = Quality of Evidence; R = Recommendation;(see Appendix A)

DSM-IV Criteria for Stress Disorders

Prior to DSM-IV (American Psychiatric Association, 1994), severe distress occurring in the month after a traumatic event was not regarded as a diagnosable clinical problem. Although this prevented the pathologizing of transient reactions, it hampered the identification of more severely traumatized individuals who might benefit from early interventions. To address this issue, DSM-IV introduced the diagnosis of acute stress disorder (ASD) to describe those acute reactions associated with an increased likelihood of developing chronic PTSD. A diagnosis of ASD is given when an individual experiences significantly distressing symptoms of reexperiencing, avoidance, and increased arousal within 4 weeks of the trauma. These symptoms must be present for at least two days before the diagnosis of ASD can be made. The DSM-IV diagnosis of ASD requires that the victim report at least three of the following five symptoms labeled as indicators of dissociation: numbing, reduced awareness of surroundings, derealization, depersonalization, and dissociative amnesia. These requirements are based on evidence found in previous studies that dissociative symptoms at the time of (or shortly after) the traumatic event are predictive of the subsequent development of chronic PTSD (Bremner et al., 1992; Marmar et al., 1994; Koopman et al., 1994). Thus the fundamental differences between PTSD and ASD involve time elapsed since the trauma and the relative emphasis on dissociative symptoms in the ASD diagnosis.

 

Diagnostic criteria for 308.3 Acute Stress Disorder (DSM-IV)
  1. The person has been exposed to a traumatic event in which both of the following were present:
    • the person experienced, witnessed, or was confronted with an event or events that involved actual or threatened death or serious injury, or a threat to the physical integrity of self or others
    • the person's response involved intense fear, helplessness, or horror
  2. Either while experiencing or after experiencing the distressing event, the individual has three (or more) of the following dissociative symptoms:
    • a subjective sense of numbing, detachment, or absence of emotional responsiveness
    • a reduction in awareness of his or her surroundings (e.g., "being in a daze")
    • derealization
    • depersonalization
    • dissociative amnesia (i.e., inability to recall an important aspect of the trauma)
  3. The traumatic event is persistently reexperienced in at least one of the following ways: recurrent images, thoughts, dreams, illusions, flashback episodes, or a sense of reliving the experience; or distress on exposure to reminders of the traumatic event.
  4. Marked avoidance of stimuli that arouse recollections of the trauma (e.g., thoughts, feelings, conversations, activities, places, people).
  5. Marked symptoms of anxiety or increased arousal (e.g., difficulty sleeping, irritability, poor concentration, hypervigilance, exaggerated startle response, motor restlessness).
  6. The disturbance causes clinically significant distress or impairment in social, occupational, or other important areas of functioning or impairs the individual's ability to pursue some necessary task, such as obtaining necessary assistance or mobilizing personal resources by telling family members about the traumatic experience.
  7. The disturbance lasts for a minimum of 2 days and a maximum of 4 weeks and occurs within 4 weeks of the traumatic event.
  8. The disturbance is not due to the direct physiological effects of a substance (e.g., a drug of abuse, a medication) or a general medical condition, is not better accounted for by Brief Psychotic Disorder, and is not merely an exacerbation of a preexisting Axis I or Axis II disorder.
Diagnostic criteria for 309.81 Posttraumatic Stress Disorder (DSM-IV)
  1. The person has been exposed to a traumatic event in which both of the following were present:
    1. the person experienced, witnessed, or was confronted with an event or events that involved actual or threatened death or serious injury, or a threat to the physical integrity of self or others
    2. the person's response involved intense fear, helplessness, or horror. Note: In children, this may be expressed instead by disorganized or agitated behavior
  2. The traumatic event is persistently reexperienced in one (or more) of the following ways:
    1. recurrent and intrusive distressing recollections of the event, including images, thoughts, or perceptions. Note: In young children, repetitive play may occur in which themes or aspects of the trauma are expressed
    2. recurrent distressing dreams of the event. Note: In children, there may be frightening dreams without recognizable content
    3. acting or feeling as if the traumatic event were recurring (includes a sense of reliving the experience, illusions, hallucinations, and dissociative flashback episodes, including those that occur on awakening or when intoxicated). Note: In young children, trauma-specific reenactment may occur
    4. intense psychological distress at exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event
    5. physiological reactivity on exposure to internal or external cues that symbolize or resemble an aspect of the traumatic event
  3. Persistent avoidance of stimuli associated with the trauma and numbing of general responsiveness (not present before the trauma), as indicated by three (or more) of the following:
    1. efforts to avoid thoughts, feelings, or conversations associated with the trauma
    2. efforts to avoid activities, places, or people that arouse recollections of the trauma
    3. inability to recall an important aspect of the trauma
    4. markedly diminished interest or participation in significant activities
    5. feeling of detachment or estrangement from others
    6. restricted range of affect (e.g., unable to have loving feelings)
    7. sense of a foreshortened future (e.g., does not expect to have a career, marriage, children, or a normal life span)
  4. Persistent symptoms of increased arousal (not present before the trauma), as indicated by two (or more) of the following:
    1. difficulty falling or staying asleep
    2. irritability or outbursts of anger
    3. difficulty concentrating
    4. hypervigilance
    5. exaggerated startle response
  5. Duration of the disturbance (symptoms in Criteria B, C, and D) is more than 1 month.
  6. The disturbance causes clinically significant distress or impairment in social, occupational, or other important areas of functioning.

Specify if:
    Acute: if duration of symptoms is less than 3 months
    Chronic: if duration of symptoms is 3 months or more
    With Delayed Onset: if onset of symptoms is at least 6 months after the stressor
DSM-IV & DSM-IV-TR Cautionary Statement
  • The specified diagnostic criteria for each mental disorder are offered as guidelines for making diagnoses, because it has been demonstrated that the use of such criteria enhances agreement among clinicians and investigators. The proper use of these criteria requires specialized clinical training that provides both a body of knowledge and clinical skills.
  • These diagnostic criteria and the DSM-IV Classification of mental disorders reflect a consensus of current formulations of evolving knowledge in our field. They do not encompass, however, all the conditions for which people may be treated or that may be appropriate topics for research efforts.
  • The purpose of DSM-IV is to provide clear descriptions of diagnostic categories in order to enable clinicians and investigators to diagnose, communicate about, study, and treat people with various mental disorders. It is to be understood that inclusion here, for clinical and research purposes, of a diagnostic category such as Pathological Gambling or Pedophilia does not imply that the condition meets legal or other nonmedical criteria for what constitutes mental disease, mental disorder, or mental disability. The clinical and scientific considerations involved in categorization of these conditions as mental disorders may not be wholly relevant to legal judgments, for example, that take into account such issues as individual responsibility, disability determination, and competency.